Business memos are an internal method of communication within TA Group of companies.

To communicate information, such as upcoming tasks or general news.

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Circulars and Notices from the Exchange/Authorities.

To communicate information, directives and change of rules.

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TA News for internal crirculars and communication.

To communicate information, relating to TA.

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Archive Important Memo, Circulars and Notices from the Exchange/Authorities.



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Circulars and Notices

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Administrative Actions by SC

02/10/2019 - 10:59 AM

Administrative Actions by SC against CIMB Investment Bank and Maybank Investment Bank
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The Dirt on Money Laundering

04/06/2019 - 10:59 AM

 
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Administrative Action 2019

29/05/2019 - 08:46 AM

 
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Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

10/05/2019 - 17:46 PM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM78,000 and suspended/restricted (as the case may be) Lo Ling for 10 months as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative trading activities in the securities of Milux Corporation Bhd (MILUX)...
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Circulars - T+2 Settlement Cycle

24/04/2019 - 15:20 PM

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Bursa Malaysia Securities Berhad is migrating from a T+3 settlement cycle to a T+2 settlement cycle...
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AMLA: An Extremely powerful legislation

09/04/2019 - 10:16 AM

BEFORE Parliament enacted anti-money laundering legislation, the authorities fought financial crimes under the Penal Code, the Companies Act 1965, and the Dangerous Drugs (Forfeiture of Property) Act 1988 and the Anti Corruption Act 1997. The Anti-Money Laundering Act 2001 (AMLA) came into force on Jan 15, 2002...
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Migration to T+2 Settlement Cycle - Go-Live Date

01/04/2019 - 12:10 PM

Bursa Malaysia Securities Berhad are pleased to inform that the Securities Commission has approved the amendments to the rules on migration to T+2 settlement cycle.The industry wide testing on the External User Acceptance Test was also successfully completed. In this regard, the go-live date of the migration to T+2 shall take effect on Monday, 29 April 2019...
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Half-day Trading Session and Closure of the Exchange

31/01/2019 - 11:55 AM

Kindly be informed of the following trading and office closure for Bursa Malaysia Securities Berhad, Bursa Malaysia Securities Clearing Sdn Bhd and Bursa Malaysia Depository Sdn Bhd in conjuntion with the 2019 Chinese New Year Holidays...
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Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

22/01/2019 - 09:00 AM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM8,000.00 and suspended/restricted (as the case may be) Mun Szu Mae for 3 months as/from being a Registered Person of Bursa Malaysia Securities which is deferred for 2 years (Deferred Suspension), for misconducts of using the personal information of her client (Client A) and impersonating/identifying herself as Client A to obtain a temporary new password...
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SC Administrative Actions against RHB Investment Bank

04/01/2018 - 09:30 AM

SC Administrative Actions against RHB Investment Bank and its officers (Fined and Reprimanded)...
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Review Of The Rules And Directives Of BMSB In Relation To Exchange-Traded Funds

03/01/2018 - 16:30 AM

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Pursuant to the revised Guidelines on Exchange Traded Funds ("ETF Guidelines") issued on 26 November 2018, the Securities Commission Malaysia ("SC") has allowed the issuances of a more diversified range of ETFs in the market...
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The Reporter - SC’s publication (Jan - Jun 2018) / Issue 2018/12

13/12/2018 - 17:50 PM

The Fintech revolution has come of age globally. This issue of The Reporter focuses on Fintech and explores its outlook for the Malaysian capital market, and what market participants can accomplish from Fintech...
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Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

13/09/2018 - 11:30 AM

Bursa Malaysia Securities Berhad has publicly reprimanded, imposed a fine of RM75,000 and ordered to strike off Mohd Izzaidi bin Hamzah (Izzaidi) from the Register if he was still a Registered Person of Bursa Malaysia Securities for misconducts/breaches and engaging in unlawful/irregular/unhealthy practice relating to...
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InvestSmart Anti-Scam Poster Competition

14/08/2018 - 11:50 AM

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In conjunction with InvestSmart Fest 2018, Securities Commission is organising an InvestSmart Anti-Scam Poster Competition to create more awareness on illegal investment schemes. The competition is open to the public and submissions are open until 30 August 2018...
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Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

07/08/2018 - 16:30 PM

Bursa Malaysia Securities Berhad has publicly reprimanded, imposed a fine of RM20,000 and ordered to strike off Chan Ling Em (CLE) from the Register for misconducts/breaches relating to personal/unauthorised trades in the account of a client and misapplication of client's monies...
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Half-Day Trading Session and Closure of The Exchange For Hari Raya

06/06/2018 - 15:20 PM

Kindly be informed of the following trading and office closure for Bursa Malaysia Securities Berhad, Bursa Malaysia Securities Clearing Sdn Bhd, and Bursa Malaysia Depository Sdn Bhd in conjuntion with 2018 Hari Raya Aidilfitri Holidays...
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G 16 of 2018 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

31/05/2018 - 11:10 AM

Bursa Malaysia Securities reprimands, fines and suspends Lee Chin Lai, Ng Yee Kim and Pram Singh A/L Tara Singh for engaging in manipulative trading activities...
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G 7 of 2018 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

19/03/2018 - 16:30 PM

Bursa Malaysia Securities has publicly reprimanded, imposed a fine of RM29,100 and suspended/restricted (as the case may be) Foo Boon Meng (FOO) for 3 months as/from being a Registered Person of Bursa Malaysia Securities which is deferred for 2 years (Deferred Suspension), for engaging in...
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List of Mid & Small Cap Securities

02/03/2018 - 15:30 PM

The stamp duty exemption will be applicable to companies listed on Bursa Malaysia Securities with a market capitalization ranging between RM200 million and RM2 billion as at 31 December 2017 for eligibility in 2018. The list of companies will be static until the annual review.
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Directive on Commission Rates for Transactions in Securities Denominated in Foreign Currency

26/02/2018 - 10:50 AM

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Bursa Malaysia Securities Berhad is issuing a new Directive No. Schedule 6-001 under the Rules of Bursa Malaysia Securities Berhad, to set out the commission rates applicable for transactions in securities denominated in foreign currency.
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The Reporter : April - October 2017

12/02/2018 - 17:30 PM

This issue of The Reporter offers an insight into how the Securities Industry Dispute Resolution Center (SIDREC) resolves monetary disputes between investors in the capital market and SIDREC members.
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Stamp Duty Exemption Order for Trading of Exchange Traded Fund and Structured Warrants

04/01/2018 - 14:30 PM

As part of the Federal Budget 2018, the trading of ETF and SW will be exempted from stamp duty for three (3) years. The attached is the Stamp Duty (Exemption Order) (No. 2) 2017 for your information and further action.
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Genting Hong Kong Limited Voluntary Delisting from The Main Board of The Singapore Exchange

29/12/2017 - 10:30 AM

The Delisting will result in the Shares being removed from the Official List of the Main Board of the SGX-ST. After the Delisting, Shares will only be traded on the HKSE. CDP Depositors who wish to trade their Shares on the HKSE may transfer their Shares from CDP to CCASS Hong Kong.
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Directive in relation to the purchase of Islamic ETF based on Gold and Silver

06/12/2017 - 12:30 PM

Bursa Malaysia Securities Berhad is issuing a new Directive in relation to the purchase of Islamic ETF based on gold and silver (Directive No. 7.02(1)-001) ("The new Directive") to set out the timing for a buyer of Islamic ETF based on gold or silver to make payment.
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Trading As An Informed Investor

24/10/2017 - 11:30 AM

What does it mean to be an informed investor, and how will it boost your investing skills? FInd out in this video.
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G46 of 2017 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

23/10/2017 - 10:00 AM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM20,000 and suspended/restricted (as the case may be) Wong Min Jun (WMJ) for 3 months as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative trading activities in the securities of Lay Hong Berhad (LAYHONG).
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SmartInvest T.I.P.U.

11/10/2017 - 17:30 PM

The T.I.P.U. video serves as a public service message which aims to spread awareness on scams to the general public.
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LEAP Market

02/10/2017 - 18:00 PM

With the introduction of 'Leap Market' listing meant for small and medium sized enterprises (SME's), BURSA made an offer or invitation to Sophisticated Investor to trade shares under the LEAP Market.
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G29 of 2017 - Enforcement Action against Dealer's Representative (DR)

06/09/2017 - 14:00 PM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM60,000 and suspended/restricted (as the case may be) Wong Wing Haur (WWH) for 10 months as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative trading activities in the securities of 6 counters.
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G27 of 2017 - Enforcement Action against Dealer's Representative (DR)

08/08/2017 - 14:30 PM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM8,000 and suspended/restricted (as the case may be) Kwan Chun Han for 3 months as/from being a Registered Person of Bursa Malaysia Securities which is deferred for 2 years (Deferred Suspension), for engaging in misconducts/breaches relating to unauthorised trades in a client's account.
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SC Guidelines on Marketing Representative

06/07/2017 - 3:50 PM

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The Commission has issued the new Guidelines for Marketing Representatives to introduce a Marketing Representative framework. The new guidelines will supersede the Guidelines for Registered Person (Registered Representative).
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G21 of 2017 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

22/06/2017 - 17:00 PM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM32,000 and suspended/restricted (as the case may be) Anwar Rauf bin Idris for 5 months as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative dealing activities in the securities of Boustead Holdings Berhad (BSTEAD).
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G10 of 2017 - Removal of Par Value

03/04/2017 - 12:00 PM

Pursuant to the new Companies Act 2016, the dissemination of par or nominal value of securities listed in Bursa Malaysia Securities Berhad by Bursa Trade Systems 2 ("BTS2") will cease, with effect from 3 April 2017.
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Bursa Malaysia - Industry Communication Letter

27/03/2017 - 13:00 PM

In the course of carrying out market intelligence and surveillance, we have observed/discovered certain groups of market participants using social media and internet trading to carry out their manipulative activities including "pump and dump" scheme.
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G18 of 2016 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

28/12/2016 - 15:00 PM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM20,200 and suspended/restricted (as the case may be) Ng Ming Hoe (Ng) for 3 months as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative dealing activities in the securities of numerous counters (the Relevant Counters).
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G16 of 2016 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

19/12/2016 - 10:00 AM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, fined and suspended three Dealer’s Representatives (DRs), for engaging in manipulative dealing activities in the securities of Perduren (M) Bhd (“PRDUREN”). In addition, they are required to undergo training on conduct or professionalism of DRs/market offences.
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G15 of 2016 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

03/11/2016 - 14:00 PM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM85,000 and suspended/restricted (as the case may be) Chiang May Lin (Chiang) for 6 months as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative dealing activities in the securities of 12 counters.
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G12 of 2016 - Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

08/09/2016 - 17:00 PM

Bursa Malaysia Securities has publicly reprimanded, imposed a fine of RM52,000 and suspended/restricted (as the case may be) Mohan A/L Arimuthu (Mohan) for 10 weeks as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative dealing activities in the securities of 4 counters.
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G 11 of 2016 Guidelines on Reference Price Calculation for Corporate Action and New Listing

05/09/2016 - 10:00 AM

The guidelines on Reference Price Calculation for Corporate Action and New Listing outline the general principles and guidelines adopted by Bursa Malaysia Securities Berhad in determining the Reference Price of securities in relation to corporate action and new listing.
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RR 6 of 2016 - Best Practices in the Islamic Stockbroking

05/09/2016 - 10:00 AM

With effect from 5 September 2016, Bursa Malaysia Securities Berhad will be able to provide a fully integrated Islamic securities exchange platform with a comprehensive range of exchange-related facilities including listing, trading, clearing, settlement and depository services.
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G 09 of 2016 Enforcement Action Pursuant to the Rules of Bursa Malaysia Securities Berhad

01/07/2016 - 17:00 PM

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, fined and ordered to strike off three Dealer’s Representatives (DRs) for engaging in manipulative dealing activities in the securities of Rapid Synergy Berhad (RAPID) (Case 1) and YNH Property Berhad (YNH) (Case 2).
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Trade S&P 500 via Macquarie warrants on Bursa Malaysia

01/07/2016 - 13:30 PM

Trade S&P 500 Warrants on Bursa Malaysia - Macquarie - the only issuer in Malaysia to provide a Live Matrix.
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FocusM Article on UMA Query

28/06/2016 - 15:30 PM

Bursa Securities will take action against listed companies and directors if their responses are inaccurate/misleading.
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HALF-DAY TRADING SESSION AND CLOSURE OF THE EXCHANGE FOR HARI RAYA AIDILFITRI HOLIDAYS

27/06/2016 - 06:30 PM

Kindly be informed of the following trading and office closure for Bursa Malaysia Securities Berhad (“Bursa Malaysia Securities”), Bursa Malaysia Securities Clearing Sdn Bhd (“Bursa Malaysia Securities Clearing”) and Bursa Malaysia Depository Sdn Bhd (“Bursa Malaysia Depository”) in conjunction with the 2016 Hari Raya Aidilfitri Holidays.
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G 01 of 2016 Enforcement Action for Engaging in Manipulative Dealing Activities

18/02/2016 - 06:30 PM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM30,000 and suspended/restricted Long Jin Seng for 6 months as/from being a Registered Person of Bursa Malaysia, for engaging in manipulative dealing activities.
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The Reporter January-August 2015 Vol:5 No:1

06/01/2016 - 06:30 PM

The Reporter has for eight years provided highlights and updates of enforcement actions taken by the SC. A useful source of information to the public and market participants in understanding and managing regulatory expectations.
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G 0016 of 2015 - Enforcement on Misconduct Violation

04/12/2015 - 07:30 PM

Bursa Malaysia has imposed the following sanctions on the following four Dealer’s Representatives for misconducts/breaches relating to misapplication of client’s monies, unauthorised trades undertaken in the accounts of clients and sharing of User IDs and passwords.
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R/R 8 of 2015 - Amendments to participating organisations’ trading manual.

05/10/2015 - 03:00 PM

The application of dynamic price limits is prescribed in the POs’ Trading Manual, pursuant to Rule 8.13A of the Rules of Bursa Malaysia in relation to the application of dynamic price limits to structured warrants.
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G 0013 of 2015 - Enforcement on Misconduct Violation

09/09/2015 - 05:30 PM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM31,000 and suspended /restricted Amran Amir bin Ismet Amir Mohd Idris for 6 months as/from being a Registered Person of Bursa Malaysia Securities, for misconducts/breaches.
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G 12 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

03/08/2015 - 03:30 PM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM65,000 and suspended/restricted Hong Choe Hoar for 12 months as/from being a Registered Person of Bursa Malaysia Securities, for engaging in manipulative dealing activities in the securities of Kanger International Berhad.
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G 10 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

15/07/2015 - 02:30 PM

Bursa Malaysia has publicly reprimanded, fined and suspended two (2) Dealer’s Representatives (DRs) for engaging in manipulative/false dealing activities in the securities of Petrol One Resources Bhd (PETONE).
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G 9 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

08/06/2015 - 12:20 PM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM380,000 and ordered to strike off Ng Soo Ging (NG) as a Registered Person of Bursa Malaysia Securities for engaging in manipulative dealing activities.
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G 8 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

08/06/2015 - 12:20 PM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM30,000 and suspended / restricted Jeremy Hiew Jian Chang for 6 months as/from being a Registered Person of Bursa Malaysia, for engaging in manipulative dealing activities in the securities of 5 counters.
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RR 4 of 2015 - Amendments in Relation to Error Trade Policy and Sharing of Commision

15/05/2015 - 06:54 PM

Bursa is replacing the Exchange’s current trade cancellation policy with a new framework (the “Error Trade Policy”) for handling error trades reported by “POs”, and to minimise disruptions to the market place when error trades occur.
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RR 3 of 2015 - Amendments in Relation to GST

20/03/2015 - 02:39 PM

In view of the implementation of the Goods and Services Tax (“GST”) pursuant to the Goods and Services Act 2014 (“GST Act”) from 1 April 2015 onwards, Bursa Malaysia has amended the Rules of Bursa Securities, Directive 3-001 and the Trading Manual.
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G 4 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

20/03/2015 - 02:27 PM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM312,000 and ordered to strike off Tan Kai Kiat (TKK) if he was still a Registered Person of Bursa Malaysia Securities, for engaging in manipulative dealing activities in numerous counters/securities as follows:-
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G 3 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

03/03/2015 - 03:57 PM

Bursa Malaysia has publicly reprimanded, fined and suspended two Dealer’s Representatives for engaging in manipulative/false dealing activities in the securities of Notion Vtec Berhad. In addition, they are further required to undergo training on conduct or professionalism of DRs/market offences.
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G 2 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

27/02/2015 - 06:46 PM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM200,000 and ordered to strike off Koh Pee Beng (KOH) if he was still a Registered Person of Bursa Malaysia Securities, for engaging in manipulative dealing activities.
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G 1 of 2015 - Enforcement Action for Engaging in Manipulative Dealing Activities

10/02/2015 - 09:22 AM

Bursa Malaysia has publicly reprimanded, imposed a fine of RM140,000 and suspended/restricted (as the case may be) Lim Chin Wat (LCW) for 12 months as/from being a Registered Person, for engaging in manipulative dealing activities in the securities of Magna Prima Berhad (MAGNA). LCW was further required to undergo training on conduct or professionalism of DRs/market offences (Mandatory Training).
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Amendment to Guidelines On Market Conduct and Business Practices

25/11/2014 - 11:30 AM

Paragraph 7.0 : Discretionary Trades. Amended to clarify the control measures to be in place for dealer's representative to carry out discretionary trading on behalf of customers.These Guidelines set out 11 core principles of supervision applicable to stockbroking companies and their representatives under the SC’s principles-based regulation and the requirement to comply with the AML / CFT Guidelines.
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RR 7 of 2014

17/11/2014 - 07:11 PM

Introduction of Last Price Limits and New Order Validity, and Changes in Procedures Relating to Amendments and Cancellation of DBTs and Requests for Upliftment of Dynamic Price Limits.